-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PyPJRv/J+5VJMnJZwzey7Ewcl/PzbYSnz5xj5Zl+udKkSQj+BM6rbx/hnkwe7D+N hhjlvyqZ1qz6KdCnyt8i9A== 0001193125-07-029257.txt : 20070213 0001193125-07-029257.hdr.sgml : 20070213 20070213151631 ACCESSION NUMBER: 0001193125-07-029257 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MINE SAFETY APPLIANCES CO CENTRAL INDEX KEY: 0000066570 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 250668780 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-17435 FILM NUMBER: 07609366 BUSINESS ADDRESS: STREET 1: 121 GAMMA DR STREET 2: OHARA TOWNSHIP CITY: PITTSBURGH STATE: PA ZIP: 15238 BUSINESS PHONE: 4129673000 MAIL ADDRESS: STREET 1: P O BOX 426 CITY: PITTSBURGH STATE: PA ZIP: 15230 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-762-2000 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL CORP /PA/ DATE OF NAME CHANGE: 19930412 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 28 Schedule 13G Amendment No. 28

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13G

(RULE 13D-102)

 

INFORMATION STATEMENT PURSUANT TO RULES 13D-1 AND 13D-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. 28)

 

 

Mine Safety Appliances Company


(Name of Issuer)

Common Stock


(Title of Class of Securities)

 

 

602720104

                                (CUSIP Number)                                 

December 31, 2006


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)


CUSIP No. 602720104     Page 2 of 6 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

   
                The PNC Financial Services Group, Inc. 25-1435979    
  2)   Check the Appropriate Box if a Member of a Group (See Instructions)  
  a)  ¨  
    b)  ¨    
  3)   SEC USE ONLY  
         
  4)   Citizenship or Place of Organization  
                Pennsylvania    

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

    5)     Sole Voting Power
 
                  149,797
    6)     Shared Voting Power
 
                  -0-
    7)    Sole Dispositive Power
 
                  141,417
    8)    Shared Dispositive Power
 
                  2,758,565
  9)   Aggregate Amount Beneficially Owned by Each Reporting Person    
                2,907,862*    
10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions   ¨
         
11)   Percent of Class Represented by Amount in Row (9)  
                8.03*    
12)   Type of Reporting Person (See Instructions)  
                HC    

 

* See the response to Item 4.


CUSIP No. 602720104     Page 3 of 6 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

   
                PNC Bancorp, Inc. 51-0326854    
  2)   Check the Appropriate Box if a Member of a Group (See Instructions)  
  a)  ¨  
    b)  ¨    
  3)   SEC USE ONLY  
         
  4)   Citizenship or Place of Organization  
                Delaware    

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

    5)    Sole Voting Power
 
                   149,797
    6)    Shared Voting Power
 
                   -0-
    7)     Sole Dispositive Power
 
                   141,417
    8)    Shared Dispositive Power
 
                  2,758,565
  9)   Aggregate Amount Beneficially Owned by Each Reporting Person    
                2,907,862*    
10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions   ¨
         
11)   Percent of Class Represented by Amount in Row (9)  
                8.03*    
12)   Type of Reporting Person (See Instructions)  
                HC    

 

* See the response to Item 4.


CUSIP No. 602720104     Page 4 of 6 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

   
                PNC Bank, National Association 22-1146430    
  2)   Check the Appropriate Box if a Member of a Group (See Instructions)  
  a)  ¨  
    b)  ¨    
  3)   SEC USE ONLY  
         
  4)   Citizenship or Place of Organization  
                United States    

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

    5)     Sole Voting Power
 
                  149,797
    6)     Shared Voting Power
 
                  -0-
    7)    Sole Dispositive Power
 
                  141,417
    8)    ) Shared Dispositive Power
 
                  2,758,565
  9)   Aggregate Amount Beneficially Owned by Each Reporting Person    
                2,907,862*    
10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions   ¨
         
11)   Percent of Class Represented by Amount in Row (9)  
                8.03*    
12)   Type of Reporting Person (See Instructions)  
                BK    

 

* See the response to Item 4.


    Page 5 of 6 Pages

 

ITEM 2  

(a) -

   NAME OF PERSON FILING:   
     The PNC Financial Services Group, Inc.; PNC Bancorp, Inc.; and PNC Bank, National Association   

ITEM 2

 

(b) -

   ADDRESS OF PRINCIPAL BUSINESS OFFICE:   
    

The PNC Financial Services Group, Inc. - One PNC Plaza, 249 Fifth Avenue, Pittsburgh, PA 15222-2707

PNC Bancorp, Inc. - 300 Delaware Avenue, Suite 304, Wilmington, DE 19801

PNC Bank, National Association - One PNC Plaza, 249 Fifth Avenue, Pittsburgh, PA 15222-2707

  

ITEM 2

 

(c) -

   CITIZENSHIP:   
    

The PNC Financial Services Group, Inc. - Pennsylvania

PNC Bancorp, Inc. - Delaware

PNC Bank, National Association - United States

  
ITEM 3 -   IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A:   
  (a)    ¨    Broker or dealer registered under Section 15 of the Exchange Act;
  (b)    x    Bank as defined in Section 3(a)(6) of the Exchange Act;
  (c)    ¨    Insurance Company as defined in Section 3(a)(19) of the Exchange Act;
  (d)    ¨    Investment Company registered under Section 8 of the Investment Company Act;
  (e)    ¨    An Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
  (f)    ¨    An Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F);
  (g)    x    A Parent Holding Company or Control Person in accordance with Rule 13d-1(b)(1)(ii)(G);
  (h)    ¨    A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act;
  (i)    ¨    A Church Plan that is excluded from the definition of an Investment Company under Section 3(c)(14) of the Investment Company Act;
  (j)    ¨    Group, in accordance with Rule 13d(b)(1)(ii)(J).
  If this statement is filed pursuant to Rule 13d-1(c), check this box.    ¨  


    Page 6 of 6 Pages

 

ITEM 4 -    OWNERSHIP:      
   The following information is as of December 31, 2006:      
   (a)   

Amount Beneficially Owned:

 

2,907,862 shares*

     
   (b)   

Percent of Class:

 

8.03*

     
   (c)    Number of shares to which such person has:      
      (i)   

sole power to vote or to direct the vote

 

149,797

     
      (ii)   

shared power to vote or to direct the vote

 

-0-

     
      (iii)   

sole power to dispose or to direct the disposition of

 

141,417

     
      (iv)   

shared power to dispose or to direct the disposition of

 

2,758,565

     
ITEM 7 -    IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
  

Included are the following subsidiaries of The PNC Financial Services Group, Inc. - HC:

 

PNC Bancorp, Inc. - HC (wholly owned subsidiary of The PNC Financial Services Group, Inc.)

 

PNC Bank, National Association - BK (wholly owned subsidiary of PNC Bancorp, Inc.)

ITEM 10 -    CERTIFICATION:      
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.      

 

* On June 4, 1996, the Mine Safety Appliances Company Stock Compensation Trust (the “Trust”), of which PNC Bank, National Association, acts as Trustee, purchased 600,000 shares of common stock, no par value, of Mine Safety Appliances Company (the “Company”). The purchase price for such common stock was paid for by a loan from the Company to the Trustee as evidenced by a promissory note. The Trust was established and the Company’s common stock so purchased to provide assurance of the availability of the shares of the Company’s common stock necessary to satisfy certain obligations of the Company and its subsidiaries under certain designated non-qualified employee plans, in accordance with a Trust Agreement effective as of June 1, 1996. On May 25, 2000, the Company declared a 3-for-1 stock split thereby increasing the number of total shares in the Trust from 600,000 to 1,800,000. Pursuant to this amendment to Schedule 13G, PNC Bank, National Association, as Trustee of the Trust, reports that it is deemed to have no voting power, but may have shared dispositive power, with respect to the 2,751,415 shares held in the Trust as of December 31, 2006. The filing of this amendment does not constitute, and should not be construed as, an admission that either PNC Bank, National Association, as Trustee of the Trust, or the Trust beneficially owns such securities. In connection therewith, the Trustee and the Trust disclaim beneficial ownership of such securities.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 12, 2007     February 12, 2007
Date        Date
By:   

/s/ George P. Long, III

    By:  

/s/ George P. Long, III

   Signature - The PNC Financial Services Group, Inc.       Signature - PNC Bank, National Association
  

George P. Long, III, Corporate Secretary

     

George P. Long, III, Secretary

   Name & Title       Name & Title
February 12, 2007      
Date      
By:   

/s/ Maria C. Schaffer

     
   Signature - PNC Bancorp, Inc.      
  

Maria C. Schaffer, Executive Vice President

     
   Name & Title      

AN AGREEMENT TO FILE A JOINT STATEMENT

WAS PREVIOUSLY FILED AS EXHIBIT A TO AMENDMENT NO. 11

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